ICI President’s Keynote Address at the 1998 Mutual Funds and Investment Management Conference by Matthew P. Fink, President Investment Company Institute Orlando, Florida 9 am, Monday March 23, 1998 Good morning. We will spend much of the next several days discussing SEC and NASD...
March 18, 1998 The Honorable Newt Gingrich Speaker of the House United States House of Representatives H-232 U.S. Capitol Building Washington, DC 20515 Re: H.R. 10, the "Financial Services Act of 1997" Dear Mr. Speaker: I am writing on behalf of the Investment Company Institute 1 to...
March 16, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Exchange Rule 80B ("Trading Halts Due to Extraordinary Market...
Disclosure Simplification to Enhance Investor Understanding of Mutual Funds Washington, DC, March 10, 1998 - "Millions of American investors will benefit from the U.S. Securities and Exchange Commission’s decision today to improve mutual fund disclosure," according to Investment...
Institute Applauds New Disclosure Rules Washington, DC, March 10, 1998 – Today the SEC adopted final rules on a simplified mutual fund prospectus, improved the disclosure of risk, and authorized optional use of a fund profile designed to summarize key information. Text of sound bite...
March 2, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Definition of Nationally Recognized Statistical Rating Organization (File No. S7-33-97) Dear Mr. Katz: The Investment Company Institute 1...
ICI President Calls for Investor Participation in SEC Saving and Investing Campaign Washington, DC, February 24, 1998 - The Investment Company Institute today announced its support for and participation in the U.S. Securities and Exchange’s " The Facts on Saving and Investing Campaign...
