A Message from the Investment Company Institute September 11, 2002 The tragic events of September 11 have provided an opportunity to realize our strengths both as a nation and as individuals. While thousands of lives were lost, tens of thousands more escaped harm thanks to the efforts...
September 6, 2002 Judith R. Starr, Chief Counsel Office of the Chief Counsel Financial Crimes Enforcement Network Department of the Treasury P.O. Box 39 Vienna, Virginia 22183 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C...
By Hand and Electronic Delivery September 5, 2002 Eric Solomon Deputy Assistant Secretary for Regulatory Affairs United States Department of the Treasury 1318 MT 1500 Pennsylvania Avenue, N.W. Washington, DC 20220 Re: Enforcement Proposals for Abusive Tax Avoidance Transactions Dear...
Asian Asset Management Conference Scheduled in Singapore Washington, DC, September 4, 2002 - The Investment Company Institute will sponsor its second Asian asset management and mutual fund conference, the “2002 Mutual Funds and Investment Management in Asia” conference, on November 12...
ICI to Host 2002 Equity Markets Conference in New York Washington, DC, September 3, 2002 - The Investment Company Institute will sponsor a one-day conference, the 2002 Equity Markets Conference, examining the evolution of the nation’s securities markets and exploring institutional...
September 3, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Custody of Investment Company Assets with a Securities Depository (File No. S7-22-01) Dear Mr. Katz: The Investment Company Institute 1 is...
By Email and Overnight Delivery August 30, 2002 FATF Secretariat 2, rue André Pascal 75775 Paris Cedex 16 FRANCE Re: Review of the FATF Forty Recommendations Consultation Paper Ladies and Gentlemen: The Securities Industry Association (“SIA”), the Futures Industry Association (“FIA”...
August 29, 2002 Mr. Steven Linder Employee Plans, Tax Exempt and Government Entities Division Internal Revenue Service T:EP:RA:G 1111 Constitution Avenue, N.W. Washington, DC 20224 Ms. Cathy Vohs Office of the Division Counsel/Associate Chief Counsel (Tax Exempt and Government...
