August 23, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549 Re: Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date (File No. S7-22-02) Dear Mr. Katz: The Investment Company Institute 1...
Mutual Fund Industry Urges Uniform Expensing of Stock Options Washington, DC, August 21, 2002 - The Institute today urged the Financial Accounting Standards Board (FASB) to propose and adopt, as soon as practicable, a new accounting standard that would require companies to treat stock...
August 21, 2002 Mr. Robert H. Herz Chairman Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Dear Mr. Herz: The Investment Company Institute 1 is writing to urge the Financial Accounting Standards Board to propose and adopt, as soon as...
August 16, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549-0609 Re: Certification of Disclosure in Companies’ Quarterly and Annual Reports (File No. S7-21-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
August 12, 2002 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549-0609 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W. Washington, D.C. 20551...
July 31, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Proposed Amendments to Investment Company Advertising Rules (File No. S7-17-02) Dear Mr. Katz: Table of Contents I. The Current Regulatory Framework II...
July 30, 2002 Mr. Hong Tat Chee Ministry of Finance 100 High Street #06-03, The Treasury Singapore 179434 Dear Mr. Chee: The Investment Company Institute appreciates the opportunity to comment on the Draft Report of the Company Legislation and Regulatory Framework Committee. The...
Changes Have Come, Quietly Reforms that work best benefit mutual fund shareholders. by Matthew P. Fink President, Investment Company Institute Since mutual funds rarely seek the spotlight when advancing reforms, observers might be unaware of the industry’s longstanding efforts to...
Mutual Fund Industry Supports Corporate Reform Agreement Washington, DC, July 24, 2002 - The following is a statement from Investment Company Institute President Matthew P. Fink in support of the agreement reached today by House and Senate conferees on comprehensive corporate reform...
ICI Urges Congress to Combine House, Senate Investment Advice Provisions Combined Approach Would Benefit Greatest Number of Employees in 401(k) Plans Washington, DC, July 22, 2002 - The following is a statement from Investment Company Institute President Matthew P. Fink urging...
