June 5, 1992 TO: TAX COMMITTEE NO. 20-92 RE: SUPREME COURT HOLDS THAT REQUIRING USE TAX COLLECTION BY MAIL-ORDER COMPANIES VIOLATES THE U.S. CONSTITUTION’S COMMERCE CLAUSE __________________________________________________________ The U.S. Supreme Court, in the attached case, Quill...
June 4, 1992 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 25-92 RE: AGENDA FOR JUNE 16, 1992 COMMITTEE MEETING __________________________________________________________ The agenda for the June 16 meeting of the Committee is attached. Enclosed for your convenience is a copy of the meeting...
June 4, 1992 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 9-92 RE: DRAFT AGENDA FOR JUNE 11 MEETING __________________________________________________________ Attached is a draft agenda for the meeting of the Institutional Funds Committee scheduled for Thursday, June 11. Please call me at...
June 4, 1992 TO: BOARD OF GOVERNORS NO. 41-92 SEC RULES COMMITTEE NO. 39-92 UNIT INVESTMENT TRUST COMMITTEE NO. 31-92 RE: SEC PROPOSES CONDITIONAL EXEMPTION FROM 1940 ACT FOR STRUCTURED FINANCINGS __________________________________________________________ In its first formal action on...
June 3, 1992 TO: SEC RULES COMMITTEE NO. 38-92 RE: AGENDA FOR JUNE 10 MEETING ON 1940 ACT STUDY __________________________________________________________ Attached is an agenda for the June 10 meeting of the Rules Committee on the Division of Investment Management’s report on...
June 3, 1992 TO: HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 3-92 RE: NEXT MEETING OF THE TRAINING AND REGISTRATION ISSUES TASK FORCE ON JULY 14 __________________________________________________________ The next meeting of the Training and Registration Issues Task Force will be...
June 3, 1992 TO: BOARD OF GOVERNORS NO. 40-92 CLOSED-END FUND MEMBERS NO. 29-92 INVESTMENT ADVISER MEMBERS NO. 26-92 SEC RULES MEMBERS NO. 23-92 SMALL FUNDS MEMBERS NO. 10-92 UNIT INVESTMENT TRUST MEMBERS NO. 38-92 RE: REMINDER - JUNE 23 INSTITUTE CONFERENCE ON REFORM OF THE...
June 2, 1992 TO: TAX MEMBERS NO. 38-92 UNIT INVESTMENT TRUST MEMBERS NO. 37-92 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 8-92 RE: TENNESSEE CLARIFIES EFFECTIVE DATE OF LEGISLATION PERMITTING PASS-THROUGH OF FEDERAL OBLIGATION INTEREST _________________________________________________...
June 2, 1992 TO: MARKETING POLICY COMMITTEE NO. 18-92 RE: MARKETING POLICY COMMITTEE MINUTES OF THE PUBLIC INFORMATION COMMITTEE, APRIL 10, 1992 __________________________________________________________ The minutes of the Public Information Committee of April 10 are enclosed. Betty K...
June 2, 1992 TO: PUBLIC INFORMATION COMMITTEE NO. 22-92 RE: MINUTES OF THE PUBLIC INFORMATION COMMITTEE, APRIL 10, 1992 UPDATED AGENDA FOR JUNE 26 COMMITTEE MEETING AND SEMINAR ON CRISIS MANAGEMENT __________________________________________________________ 1. The minutes of our...
June 2, 1992 TO: PUBLIC INFORMATION COMMITTEE NO. 21-92 RE: MINUTES OF THE PUBLIC INFORMATION COMMITTEE, APRIL 10, 1992 UPDATED AGENDA FOR JUNE 26 COMMITTEE MEETING AND SEMINAR ON CRISIS MANAGEMENT __________________________________________________________ 1. The minutes of our...
June 2, 1992 TO: INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 8-92 RE: CHANGE OF VENUE FOR MEETING OF JUNE 25, 1992 __________________________________________________________ The location of the June 25, 1992 meeting of the Insurance Broker/Dealer Advisory Committee has been changed...
June 2, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-92 RE: AGENDA AND MATERIALS FOR JUNE 22-23 MEETING __________________________________________________________ The agenda for June 22-23 meeting is attached. The following materials are enclosed: 1. Minutes of the prior meeting 2...
June 1, 1992 TO: TAX MEMBERS NO. 37-92 INSTITUTIONAL FUNDS COMMITTEE NO. 8-92 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 7-92 RE: JULY 14, 1992 MEETING ON REGULATIONS ON THE INVESTMENT OF TAX-EXEMPT MUNICIPAL BOND PROCEEDS __________________________________________________________ As...
May 29, 1992 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 30-92 UIT TASK FORCE ON COST BASIS REPORTING RE: JUNE 15, 1992 MEETING ON COST BASIS REPORTING __________________________________________________________ As we have discussed at prior meetings of the UIT Committee, a proposal is...
May 29, 1992 TO: INTERNATIONAL COMMITTEE NO. 13-92 RE: NOTICE OF MEETING, WEDNESDAY, JULY 1, 1992 __________________________________________________________ An International Committee meeting is scheduled for Wednesday, July 1, 1992. The Committee will meet at 10:00 a.m. in the David...
May 29, 1992 TO: BOARD OF GOVERNORS NO. 39-92 INTERNATIONAL MEMBERS NO. 12-92 RE: REVISED GUIDELINES FOR LICENSING INVESTMENT TRUST MANAGEMENT COMPANIES IN JAPAN __________________________________________________________ The Institute has received the attached copy of Japan’s newly...
May 29, 1992 TO: PUBLIC INFORMATION COMMITTEE NO. 20-92 RE: MISCELLANEOUS MATTERS __________________________________________________________ 1. Thought you would be interested in the attached article on crisis communications. I would also like to remind you to send me your suggestions...
May 29, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 18-92 CLOSED-END FUND MEMBERS NO. 28-92 INVESTMENT ADVISER MEMBERS NO. 25-92 SEC RULES MEMBERS NO. 22-92 UNIT INVESTMENT TRUST MEMBERS NO. 36-92 RE: SUMMARY OF SEC NO-ACTION AND INTERPRETIVE LETTERS - SERIES 54 ___________________________...
May 28, 1992 TO: STATE SECURITIES MEMBERS NO. 28-92 UNIT INVESTMENT TRUST MEMBERS NO. 35-92 BLUE SKY GUIDE RECEIPIENTS RE: CONNECTICUT INCREASES REGISTRATION FEE __________________________________________________________ Public Act No. 92-89 has been passed by the Connecticut...
May 28, 1992 TO: TAX COMMITTEE NO. 19-92 UNIT INVESTMENT TRUST COMMITTEE NO. 29-92 RE: LETTER TO STATE OF GEORGIA ON IMPOSITION OF INTANGIBLES TAX ON UNIT INVESTMENT TRUSTS WHICH HOLD FEDERAL OBLIGATIONS __________________________________________________________ As you know, Georgia...
May 27, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 16-92 CLOSED-END FUND MEMBERS NO. 27-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 18-92 INVESTMENT ADVISER MEMBERS NO. 24-92 OPERATIONS MEMBERS NO. 21-92 SEC RULES MEMBERS NO. 21-92 SMALL FUNDS MEMBERS NO. 9-92 STATE SECURITIES MEMBERS NO...
May 27, 1992 TO: PENSION MEMBERS NO. 10-92 RE: IRS ANNOUNCES DEADLINE FOR AMENDMENT OF IRAs __________________________________________________________ Attached is a copy of Revenue Procedure 92-38, which provides notice that individual retirement arrangement trusts and custodial...
May 27, 1992 TO: FEDERAL LEGISLATION MEMBERS NO. 3-92 FEDERAL LEGISLATION COMMITTEE NO. 3-92 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, MAY 1992 __________________________________________________________ Attached is a copy of the Report of the Chairman of the...
May 27, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 17-92 RE: IRS TO ISSUE GUIDANCE ON MERGERS OF CORPORATIONS INTO REGULATED INVESTMENT COMPANIES __________________________________________________________ The Internal Revenue Service recently released its "business plan" for 1992 which...
