May 28, 1992
TO: STATE SECURITIES MEMBERS NO. 28-92
UNIT INVESTMENT TRUST MEMBERS NO. 35-92
BLUE SKY GUIDE RECEIPIENTS
RE: CONNECTICUT INCREASES REGISTRATION FEE
__________________________________________________________
Public Act No. 92-89 has been passed by the Connecticut
Legislature and was signed by the Governor on May 22, 1992. The
legislation increases the registration fee for securities offered
or sold by mutual funds and unit investment trusts to $500. This
fee increase is effective as of May 22, 1992. Prior to enactment
of this legislation, the registration fee for mutual funds and
unit trusts was $300. A copy of the pertinent provisions of
Public Act No. 92-89 is attached.
Also, for those of you who have a copy of the Institute’s
Blue Sky Guide, we have included a revised one page summary for
Connecticut.
Patricia Louie
Assistant Counsel
Attachment