Fund Names Rule Implementation Working Group Content

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Fund Names Rule Implementation Working Group

The Fund Names Rule Implementation Working Group will provide a forum for members to discuss the SEC’s recently adopted (September 2023) amendments to the fund names rule with a view towards achieving consensus among the working group members as to ways to implement various requirements, including through potentially seeking guidance from the SEC staff.
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35987

SEC Staff Issues Updated Names Rule FAQs

In September 2023, the Securities and Exchange Commission adopted amendments to Rule 35d-1 under the Investment Company Act of 1940. The Names Rule was initially adopted in 2001, and, at that time, the SEC staff issued related guidance in the form of frequently asked questions. In the...