Committee
Fund Names Rule Implementation Working Group
The Fund Names Rule Implementation Working Group will provide a forum for members to discuss the SEC’s recently adopted (September 2023) amendments to the fund names rule with a view towards achieving consensus among the working group members as to ways to implement various requirements, including through potentially seeking guidance from the SEC staff.
Working Group Meetings
The Fund Names Rule Implementation Working Group holds monthly virtual meetings and may also hold additional meetings as issues or developments arise.
Membership Information
There are no limitations on the number of representatives from a member firm that can participate on the Fund Names Rule Implementation Working Group. Nonmembers may participate on the working group at the staff liaison’s request.
Committee Members
Additional Resources
Explore our Fund Names Rule Resource Center for more information.