International Content

URGENT [14689] May 3, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 12-02 COMPLIANCE ADVISORY COMMITTEE No. 39-02 INTERNATIONAL COMMITTEE No. 34-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-02 MONEY LAUNDERING RULES WORKING GROUP No. 23-02 PRIMARY CONTACTS - MEMBER COMPLEX No...

ACTION REQUESTED [14678] April 26, 2002 TO: INTERNATIONAL COMMITTEE No. 33-02 RE: MARK YOUR CALENDAR -- GMM WEEK INTERNATIONAL COMMITTEE MEETINGS MAY 21 AND 22, 2002 The next meeting of the International Committee will be held on Tuesday, May 21, 2002, at 2:00 p.m. in the Institute’s...

[14666] April 25, 2002 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 2-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 38-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-02 INTERNATIONAL COMMITTEE No. 32-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17...

[14653] April 19, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-02 COMPLIANCE ADVISORY COMMITTEE No. 36-02 INTERNATIONAL COMMITTEE No. 31-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-02 MONEY LAUNDERING RULES WORKING GROUP No. 21-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 34...

ACTION REQUESTED [14643] April 16, 2002 TO: INTERNATIONAL COMMITTEE No. 30-02 RE: DRAFT INSTITUTE COMMENT LETTER TO EU ON SECURITIES OWNERSHIP REPORTING The Institute learned recently from our Brussels consultant that the European Commission received the suggestion, in its...

[14622] April 10, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-02 COMPLIANCE ADVISORY COMMITTEE No. 31-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 4-02 INTERNATIONAL COMMITTEE No. 28-02 OPERATIONS MEMBERS No. 9-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 29-02 SEC RULES MEMBERS No. 23-02...

ACTION REQUESTED [14613] April 8, 2002 TO: INTERNATIONAL COMMITTEE No. 27-02 RE: CANADIAN REGULATORS PROPOSE NEW FRAMEWORK FOR THE REGULATION OF MUTUAL FUNDS IN CANADA Last month, the Canadian securities regulators (CSA) published a concept proposal on a new framework for regulating...

[14600] April 4, 2002 TO: BOARD OF GOVERNORS No. 15-02 INTERNATIONAL COMMITTEE No. 26-02 RE: EUROPEAN FINANCIAL SERVICES ROUND TABLE’S REPORT ON EUROPEAN FINANCIAL MARKET INTEGRATION Attached is a copy of a report commissioned by the European Financial Services Round Table on the...

[14601] April 3, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-02 COMPLIANCE ADVISORY COMMITTEE No. 30-02 INTERNATIONAL COMMITTEE No. 25-02 MONEY LAUNDERING RULES WORKING GROUP No. 18-02 SEC RULES COMMITTEE No. 27-02 TRANSFER AGENT ADVISORY COMMITTEE No. 28-02 RE: ICI COMMENT LETTER...

URGENT [14587] April 2, 2002 TO: INTERNATIONAL COMMITTEE No. 24-02 RE: RECENT CHANGES TO THE GERMAN SECURITIES TRADING ACT THAT MAY REQUIRE DISCLOSURE OF SECURITIES OWNERSHIP BY APRIL 8, 2002 Attached is a memorandum from German counsel explaining recent changes to the German...