International Content

April 2, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 26-93 ACCOUNTING/TREASURERS MEMBERS NO. 10-93 CLOSED-END FUND MEMBERS NO. 12-93 INTERNATIONAL COMMITTEE NO. 6-93 TAX MEMBERS NO. 12-93 RE: FOURTH UPDATE OF INSTITUTE SURVEY RELATING TO PASSIVE FOREIGN INVESTMENT COMPANIES ("PFICS") _____...

March 15, 1993 TO: INTERNATIONAL COMMITTEE NO. 5-93 RE: SEC INTERNATIONAL INSTITUTE FOR SECURITIES MARKET DEVELOPMENT __________________________________________________________ On April 26 - May 7, 1993 the Securities and Exchange Commission will host its third annual International...

1 */ On January 18, 1993, the Institute submitted proposed revisions to rule 17f-5 to eliminate unnecessary obligations placed on fund boards of directors under the current rule. The Institute's proposal would permit a fund's board of directors to delegate the selection of foreign...

January 22, 1993 TO: BOARD OF GOVERNORS NO. 5-93 SEC RULES COMMITTEE NO. 9-93 INTERNATIONAL COMMITTEE NO. 3-93 RE: INSTITUTE SUBMITS PROPOSAL TO SEC STAFF ON RULE 17f-5 __________________________________________________________ On January 19, 1993, the Institute submitted the attached...

January 7, 1993 TO: SEC RULES COMMITTEE NO. 4-93 CLOSED-END FUND COMMITTEE NO. 1-93 UNIT INVESTMENT TRUST COMMITTEE NO. 1-93 INTERNATIONAL COMMITTEE NO. 2-93 RE: SEC PROPOSES TO DELETE ANNUAL REVIEWS BY BOARDS OF DIRECTORS AND REPROPOSES AMENDMENTS TO RULE 12d3-1 _____________________...

January 4, 1993 TO: SEC RULES COMMITTEE NO. 2-93 INTERNATIONAL COMMITTEE NO. 1-93 RE: RULE 17f-5 __________________________________________________________ As you know, in September the Institute formed an ad hoc subcommittee of interested members of the SEC Rules Committee and the...

November 18, 1992 TO: INTERNATIONAL COMMITTEE NO. 24-92 RE: SEC COMMISSIONER ROBERTS COMMENTS ON OFFSHORE TRADES __________________________________________________________ In an October 23 speech on Shareholder Voting and Transparency before the New York Stock Exchange’s Legal...

November 4, 1992 TO: INTERNATIONAL COMMITTEE NO. 23-92 RE: NOVEMBER 19, 1992 MEETING AGENDA __________________________________________________________ Attached is a proposed agenda for the International Committee meeting on November 19. As previously announced, the meeting will take...

October 23, 1992 TO: INTERNATIONAL COMMITTEE NO. 21-92 RE: MARKET ACCESS BARRIERS IN FOREIGN COUNTRIES __________________________________________________________ The Institute has been contacted by the Department of the Treasury for assistance in identifying barriers encountered by U...

October 23, 1992 TO: INTERNATIONAL COMMITTEE NO. 22-92 RE: MEETING REGARDING JAPAN __________________________________________________________ In early October, Matt Fink and I went to Japan to meet with representatives of the Ministry of Finance, the Japanese investment trust industry...