Swing Pricing Content

ppr_17_swing_pricing_summary.pdf

ppr_16_evaluating_swing_pricing.pdf

May 17, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Supplemental Comments on Open-End Fund Liquidity Risk Management Programs (File No. S7-16-15) Dear Mr. Fields: The Investment Company Institute (“ICI”)1 is pleased...

Focus on Funds SEC Liquidity Proposal: Good Goals, Unintended Consequences The January 15, 2016, edition of Focus on Funds summarizes the Institute’s response to the Securities and Exchange Commission’s liquidity risk management proposal. Transcript Stephanie Ortbals-Tibbs, ICI...

Quick Take: ICI Response to SEC’s Liquidity Management Proposal The SEC’s Proposed Minimum Liquidity Levels Could Harm Investors Among other things, the SEC’s proposed liquidity minimum could impede funds’ ability to take advantage of favorable market opportunities and to accurately...

January 13, 2016 The Honorable Mary Jo White Chair Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Summary of ICI and IDC Comments on the SEC’s Liquidity Risk Management Proposal Dear Chair White: Today the Investment Company Institute1 and the Independent...

January 13, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release (File Nos...

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January 13, 2016 Filed Electronically: rule-comments@sec.gov Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment...