Unit Investment Trusts (UITs) Content

September 8, 2009 Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Regulation S-AM Compliance Date; File No. 7S-20-04 Dear Ms. Murphy: The Investment Company Institute is writing to respectfully request a five month...

August 5, 2005 Ms. Barbara Z. Sweeney Office of Corporate Secretary NASD 1735 K Street, NW Washington, DC 20006-1500 Re: Notice to Members 05-40 Relating to Sales Contests and Non-Cash Compensation Dear Ms. Sweeney: The Investment Company Institute1 supports proposed NASD Rule 2311...