Risk Management Content

January 13, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release (File Nos...

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January 13, 2016 Filed Electronically: rule-comments@sec.gov Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment...

ICI Supports Establishing Formal Liquidity Risk Management Programs for Funds Comments Seek Important Changes to Other Elements of SEC Proposal Washington, DC, January 13, 2016—The Investment Company Institute (ICI) today strongly endorsed the Securities and Exchange Commission’s...

ICI Statement on SEC Action on Liquidity Risk Management Programs for Mutual Funds Washington, DC, September 22, 2015— Investment Company Institute President and CEO Paul Schott Stevens issued the following statement in response to a vote by the Securities and Exchange Commission (SEC...