Risk Management Content

ICI Global welcomes progress on the Capital Markets Union (CMU) and is committed to working with policymakers to ensure the CMU creates new opportunities for EU citizens to participate in Europe's capital markets.

1 ICI Global response to ESMA consultation on integrating sustainability risk and factors in the UCITS Directive and AIFMD ICI Global1 welcomes ESMA’s work to provide the European Commission with technical advice to assist the Commission in implementing its action plan to finance...

ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded Funds Washington, DC; June 28, 2018— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement on action taken today by the Securities and...

ICI Supports SEC’s Fund Liquidity Disclosure Proposal Institute Agrees That Narrative in Shareholder Reports Will Promote Public Understanding of Funds’ Liquidity Risks Washington, DC, May 18, 2018—The Investment Company Institute (ICI) today strongly endorsed a proposal by the...

November 3, 2017 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Supplemental Comments on Investment Company Liquidity Risk Management Programs; Request for Delay (File No. S7-16-15) Dear Mr. Fields: The Investment Company...

ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance Constructive Recommendations Washington, DC, October 26, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement upon the release today by the...

July 20, 2017 The Honorable Jay Clayton Chairman Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ICI’s Recommendations Related to the Liquidity Risk Management and Fund Reporting Requirements Dear Chairman Clayton: I am sending this letter to follow up...

Focus on Funds Industry Prepares for New Liquidity Management Regime The US Securities and Exchange Commission has unveiled new rules covering how funds should manage liquidity. In the January 27, 2016, edition of Focus on Funds, ICI Assistant General Counsel Matt Thornton describes...