Distribution Content

Funds face unique challenges in performing intermediary oversight, and especially so because of MiFID II requirements, changing regulatory landscapes, and the absence of an industry agreed-upon standard between funds and their distribution channels. To help address these challenges...

Amid increasing regulatory pressures, funds and their distributors have a new, more efficient, and streamlined way to collaborate on oversight. In the August 14, 2020, edition of Focus on Funds, Ahmed Elghazaly, ICI director of securities operations, describes the benefits of the...

Focus on Funds Old Approaches to Fund Distribution Give Way to New Strategies In the August 16, 2019, edition of Focus on Funds, Sandy Bolton—Bank of America Merrill Lynch managing director, head of managed investments—discusses how funds have quickly adapted to drastic changes in...

ppr_19_operational_process.pdf

ppr_18_cshare_conversions.pdf

Focus on Funds Fund Industry Is Swiftly Changing The American fund industry is undergoing transformation, as Shundrawn Thomas, executive vice president and head of funds and managed accounts for Northern Trust, explains in the June 16, 2017, edition of Focus on Funds. Transcript...