Trading and Markets (US) Content

ICI, SIFMA, and the DTCC are continuing their efforts to advocate for shortening the securities settlement cycle to T+1.

ICI Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)

Testimony for House Hearing: Market Structure: Ensuring Orderly, Efficient, Innovative and Competitive Markets for Issuers and Investors (pdf)

ORAL ARGUMENT NOT YET SCHEDULED No. 20-1181, Consolidated with Nos. 20-1192, 20-1231 IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT THE NASDAQ STOCK MARKET LLC; NASDAQ BX, INC.; NASDAQ PHLX LLC, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent...

December 16, 2020 Ms. Dalia O. Blass Director Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Responses to Staff Questions on Control Share Acquisition Statutes and Retail Investor Exposure to Private Offerings Dear Ms...