Trading and Markets (US) Content

ICI Explains All Fund Management Is Active Increasingly, investors have been directing assets toward index-based mutual funds and exchange-traded funds (ETFs). In this short video, ICI Chief Economist Sean Collins explains why it’s important to remember that active management is...

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December 1, 2017 Via Email (leiroc@bis.org) Legal Entity Identifier Regulatory Oversight Committee Re: Consultation Document on Funds Relationships in the Global Legal Entity Identifier (“LEI”) System Dear Sirs and Madams: The undersigned associations (the “Associations”)1 appreciate...

Focus on Funds ICI Outlines Measures to Enhance Economic Growth The US Securities and Exchange Commission (SEC) has a new chairman focused on spurring domestic capital investment and economic growth, and the $20 trillion US fund industry could play an important role. In the May 12...

For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As published in Traders Magazine Online News , April 14, 2017) US market participants and investors have reason to cheer, as the Securities and Exchange Commission (SEC) adopted a rule...

January 12, 2017 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Comments on Continued Listing Standards for Exchange-Traded Products File No. SR-NASDAQ-2016-135 File No. SR-BatsBZX-2016-80 File No. SR-NYSEArca-2017-01 Dear...

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