Directors and Fund Governance Content

ICI Supports SEC’s Proposed Disclosures About the Work Of Mutual Fund Directors Enhanced Disclosure Can Help Shareholders Better Understand Directors’ Annual Review of the Fund’s Advisory Contract Washington, April 26, 2004 – The Investment Company Institute today expressed its...

March 10, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Investment Company Governance File No. S7-03-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Commission...

ICI Supports Efforts to Reinforce Fund Director Independence Letter Endorses Many SEC Governance Initiatives, But Suggests Independent Chair Requirement Unlikely to Produce Desired Benefits  Washington, DC, March 10, 2004 - The Investment Company Institute today submitted its comments...

February 5, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Compliance Programs of Investment Companies and Investment Advisers; File No. S7-03-03__________________ Dear Mr. Katz: The Investment Company...

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ICI Board Recommends Two New Governance Standards; Urges Universal Adoption of 17 Best Practices for Mutual Fund Directors  Washington, DC, October 7, 2003 - The Investment Company Institute’s Board of Governors last week acted to enhance and strengthen the independence and...

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May 8, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Proposed Amendments to NYSE Rules Relating to Corporate Governance (File No. SR-NYSE-2002-33) Dear Mr. Katz: The Investment Company Institute 1 is...

April 15, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Proposed Amendments to NASD Rules Regarding Board Independence and Independent Committees (File No. SR-NASD-2002-141) Dear Mr. Katz: The...