Directors and Fund Governance Content

idc_11_fundamentals.pdf

ICI and IDC Applaud U.S. Court of Appeals Decision  to Vacate SEC Proxy Access Rule Court’s Decision Recognizes Mutual Funds’ Unique Structure Washington, DC, July 22, 2011 - The Investment Company Institute and the Independent Directors Council welcome the U.S. Court of Appeals for...

April 12, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations (RIN No. 3038–AD30) Dear Mr. Stawick...

December 24, 2010 Ms. Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: Proposed FINRA Disclosure Document Dear Ms. Asquith: The Investment Company Institute1 appreciates the opportunity to comment on FINRA’s “Concept Proposal to...

ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules “One-Size Fits All” Approach Fails to Recognize Unique Governance Structure and Regulation of Investment Companies Washington, DC, December 10, 2010 – The Investment Company Institute (ICI) and Independent Directors...

per16-01.pdf

November 5, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File Number S7-15-10) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity...

November 5, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File No. S7-15-10) Dear Ms. Murphy: The Independent Directors Council1 appreciates the opportunity...

Independent Directors Council Names New Chair and Six New Governing Council Members Washington, DC, October 8, 2010 - The Governing Council of the Independent Directors Council (IDC) has elected Dorothy A. Berry as its new Chair. Ms. Berry, independent director of PNC Funds and...

ppr_10_risk_disclosure.pdf