Global Content

2007 Equity, Fixed Income, and Derivatives Markets Conference Paul Schott Stevens President & CEO Investment Company Institute October 12, 2007 New York, NY Good morning. I’m Paul Stevens, President and CEO of the Investment Company Institute, and I’m pleased to welcome you to this...

June 29, 2007 European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Re: Call for Evidence Regarding Private Placement Regimes in the EU Dear Sirs: The Investment Company Institute (ICI)1 strongly supports the efforts of the European...

DRAFT of 6/13/2007 For Discussion Purposes Only June 15, 2007 European Commission Directorate-General Internal Market and Services B-1049 Brussels Belgium RE: Consultation on Possible Adjustments to the UCITS Directive Dear Sirs: The Investment Company Institute (ICI)1 applauds the...

DRAFT of 5/21/07 For Discussion Purposes Only May 22, 2007 Fabrice Demarigny The Committee of European Securities Regulators 11-13 avenue de Friedland 75008 Paris FRANCE Re: CESR/07-241 – Key Investor Disclosures for UCITS CESR/07-214 – Questionnaire on Simplified Prospectus for...

ICI President’s Remarks at the Mutual Funds and Investment Management Conference When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America Paul Schott Stevens President and CEO, Investment Company Institute March 26, 2007 Palm Desert, California Thank you...

March 15, 2007 Ms. Pamela Vulpes IOSCO General Secretariat C/ Oquendo 12 28006 Madrid Spain RE: Comment on Consultation Report on Soft Commission Arrangements Dear Ms. Vulpes: The Investment Company Institute1 welcomes the IOSCO Technical Committee’s assessment of the value that soft...

2006 Securities Law Developments Conference Finding the Right Balance for Mutual Fund Regulation By Paul Schott Stevens President, Investment Company Institute December 4, 2006 Washington, DC ( A version of this speech was delivered as the keynote address at the American Law Institute...

November 20, 2006 Professor Hal S. Scott Director Committee on Capital Markets Regulation 125 Mt. Auburn Street 3rd Floor Cambridge, MA 02138 Dear Professor Scott: The Investment Company Institute, the national association of U.S. mutual funds and other investment companies, commends...

October 19, 2006 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario M5H 3S8 Canada Re: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...

DRAFT 1401 H STREET, NW ■ WASHINGTON, DC 20005-2148 ■ 202/326-5815 ■ FAX 202/326-5841 October 12, 2006 VIA E-MAIL Ms. Pamela Vulpes IOSCO General Secretariat Oquendo 12 28006 Madrid Spain Re: Public Comment on Examination on Governance for Collective Investment Schemes, Part II Dear...