Fund Regulation Content

ICI research shows a steady decline in the cost of UCITS investing. European regulators are looking beyond just declining cost, however, by requiring UCITS managers to justify the value of these funds to investors. But how do investors assess value relative to cost, and what is the...

Filed Electronically November 17, 2020 Office of Regulations and Interpretations Employee Benefits Security Administration Room N–5655 US Department of Labor 200 Constitution Ave., NW Washington, DC 20210 Attention: RIN 1210–AB20 Re: RIN 1210–AB20; Pension Benefit Statements—Lifetime...

ICI Applauds SEC’s Final Derivatives Rule Rule Provides Clarity on Use of Derivatives Washington, DC; October 28, 2020—Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement after the Securities and Exchange Commission (SEC) adopted its...

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Filed 1 September 2020 1 ICI Global Response to the ESAs’ Consultation on Proposed Regulatory Technical Standards (RTS) for the EU’s Sustainable Finance Disclosure Regulation (SFDR) [Please note that the consultation utilized a template with each consultation question (including an...

Eighty years ago, on August 23, 1940, President Franklin Delano Roosevelt signed into law the Investment Company Act of 1940, the culmination of the New Deal’s rewrite of American financial regulation. One is hard-pressed to find any financial regulatory legislation as successful as...