Fund Regulation Content

I’m sure you noticed that we’ve renamed this conference. What used to be called the “Mutual Funds and Investment Management Conference” is now simply the “Investment Management Conference.” This change reflects a simple reality. While mutual funds still comprise the bulk of our...

I would like to begin by acknowledging the tragic situation taking place in Ukraine. I think many of us have some connection to Ukraine. In my case, I spent time in Kyiv in 2018 at the invitation of the Ukrainian National Securities and Stock Market Commission. I was asked to advise...

Closed-end funds provide retail investors with many benefits but have recently come up against some tough challenges. Congress should now come together to pass the Increasing Investor Opportunities Act and help closed-end funds overcome these challenges before them, for the benefit of...

In an appearance on Bloomberg Businessweek, Eric J. Pan discusses the most pressing concerns for ICI members.

Fund investors deserve to pay fair prices for information about their investments, but a broken, outdated regulatory framework is preventing them from doing so. The SEC must step in to fix the framework, consistent with its legal mandate to protect investors.

In a headline half-hour at ICI’s 2021 General Membership Meeting on May 6, ICI President and CEO Eric J. Pan wasted little time pressing Jamie Dimon for his view on a wide range of hot-button policy issues—and the JPMorgan Chase chairman and chief executive was happy to oblige.

The pandemic-related market turmoil of March 2020 and the responses to it among financial markets and regulators will undoubtedly weigh heavily on regulators as they make adjustments over the coming years. At ICI’s 2021 General Membership Meeting, ICI President and CEO Eric J. Pan sat...