Exchange-Traded Funds (ETFs) Content

Showing Results 31 - 40 of 198

Memo#

35617

Research Reports with Additional Detail From ICI’s Annual Mutual Fund Shareholder Tracking Survey

Each year, ICI conducts a survey of US households to track households' ownership of mutual funds and exchange-traded funds (ETFs) in order to gather information on their demographic and financial characteristics. The most recent survey was conducted from May to June 2023 and was...

February 14, 2024

Asset

Profile of ETF-Owning Households, 2023 (xlsx)

February 1, 2024

Memo#

35599

Your Input Requested by Wednesday, January 31: Invitation to Join SIFMA Amicus Brief in Litigation Against CAT Funding Model

ICI has been invited by SIFMA to join an amicus brief with several other groups in support of the American Securities Association's and Citadel Securities's petition against the SEC seeking to vacate the SEC's September 2023 approval of the CAT revised funding model.

January 26, 2024

Memo#

35592

IM Staff Issues Guidance for ETFs Holding Foreign Currency

The staff of the SEC's Division of Investment Management recently provided its views that exchange-traded funds must disclose their foreign currency holdings fully and transparently on their websites each day. The disclosure should enable market participants to effectively arbitrage...

January 22, 2024

Comment Letter

ICI Comment Letter on CFTC Proposed Revisions to Regulation 1.25

On January 17, 2024, Investment Company Institute (ICI) submitted comments to the Commodity Futures Trading Commission (CFTC) regarding its proposed amendments to Regulation 1.25 under the Commodity Exchange Act (CEA), which specifies permitted investments ("Permitted Investments") by...

January 17, 2024

Memo#

35587

ICI Files Two Letters Responding to Basel III Endgame Proposal

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (collectively, the Agencies) to amend the...

January 17, 2024

Memo#

35586

ICI Submits Comment Letter on CFTC Proposed Revisions to Regulation 1.25 Permitted Investments Related to Treasury ETFs and Government Money Market Funds

January 17, 2024

Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations with Significant Trading Activity

January 16, 2024

Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations with Significant Trading Activity

January 16, 2024

Memo#

35572

Federal Banking Agencies Extend No-Action Relief Regarding Extensions of Credit to Portfolio Companies Held by Certain "Fund Complexes"

Last month, the Federal Reserve Board (FRB), Office of the Comptroller of the Currency (OCC), and the Federal Deposit Insurance Commission (FDIC and collectively, Agencies) issued a statement extending previously issued no-action relief under Regulation O.[1] The no-action relief...

January 8, 2024

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Exchange-Traded Funds (ETFs) Content

Exchange-Traded Funds (ETFs) Content