Commodities Content

September 24, 2013 Via Electronic Mail Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Harmonization of Compliance Obligations for Registered...

September 16, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Follow-up Letter on CFTC Regulation 4.20(c) Dear Mr. Barnett...

August 28, 2013 Via Electronic Mail Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Harmonization of Compliance Obligations for Registered Investment...

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ICI, Chamber Respond to D.C. Circuit Decision Washington, DC, June 25, 2013 - Today, the U.S. Court of Appeals for the D.C. Circuit issued a decision upholding the Commodity Futures Trading Commission’s (CFTC) amendments to Rule 4.5, which result in redundant regulation of registered...

May 1, 2013 Chairwoman Debbie Stabenow Ranking Member Thad Cochran Senate Committee on Agriculture, Nutrition and Forestry United States Senate Washington, DC 20510 Dear Chairman Stabenow and Ranking Member Cochran: The Investment Company Institute (“ICI”),1 ICI Global,2 the American...

April 10, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Request for Confirmation and No-Action Relief Regarding Application...

DC-9669960 v19 0301517-00502 February 26, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Compliance with Registration...

DC-9665228 v5 January 25, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Compliance with Registration Requirements Under...

December 28, 2012 Mr. Daniel A. Driscoll Executive Vice President, Chief Operating Officer Mr. Thomas W. Sexton, III Senior Vice President, General Counsel and Secretary National Futures Association 300 S. Riverside Plaza, #1800 Chicago, Illinois 60606-6615 Re: NFA Regulations as...