ICI Memos and White Papers Subscribers Content

This webinar will give fund directors insights into operational risks associated with service provider oversight, fund management’s risks assessments of cyber and privacy programs, and more. Panelists will discuss questions fund directors might ask in their oversight role.

Industry veterans will offer their perspectives on the evolving interpretation and application of Rule 38a-1 under the Investment Company Act, from 2004 through the present, including the role of a fund’s chief compliance officer and board oversight considerations.

Join us on December 19, from 2:00 to 3:00 p.m. (ET), for IDC's webinar on SEC Examination and Enforcement Priorities: What Fund Directors Should Know. This session will bring fund directors up to speed on crucial aspects of the SEC's 2024 examination priorities and recent enforcement...

The third webinar in our Financial Innovation Series will discuss the world of blockchains and their impact on the financial sector. This 60-minute virtual session features our panel guests, all specialists in the use of blockchain technology, who will engage in an interactive format...

Key Discussion Topics Utilizing benchmarks and peer groups in fund performance assessment Understanding performance expectations in different market environments Evaluating trailing and rolling returns for more informed decision-making

As the SEC continues its rulemaking activity at a record pace, join IDC on Wednesday, July 12 at 12:00 p.m. (ET) for an overview of final and proposed rules implicating fund disclosure requirements. The panelists will review new final SEC rules on tailored shareholder reports and...