Transfer Agent Advisory Content

[30174] August 26, 2016 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 40-16 RE: REGISTRATION NOW OPEN: NOVEMBER 2-3, 2016 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, November 2 from 1:00 p.m. to 5:00 p.m...

[30164] August 24, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-16 INTERNATIONAL MEMBERS No. 17-16 TAX MEMBERS No. 15-16 TRANSFER AGENT ADVISORY COMMITTEE No. 39-16 RE: IRS AND TREASURY RELEASE 2016-2017 PRIORITY GUIDANCE PLAN - TAX ITEMS   The Treasury Department and the Internal...

[30160] August 23, 2016 TO: TAX COMMITTEE No. 24-16 TRANSFER AGENT ADVISORY COMMITTEE No. 37-16 RE: CALL TO DISCUSS 871(K) IMPLEMENTATION SURVEY - POSTPONED TO WEDNESDAY, SEPT. 7, 2:00 P.M. ET The conference call to discuss the section 871(k) implementation survey has been POSTPONED...

[30163] August 23, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-16 BROKER/DEALER ADVISORY COMMITTEE No. 29-16 CHIEF RISK OFFICER COMMITTEE No. 23-16 COMPLIANCE MEMBERS No. 25-16 INVESTMENT ADVISER MEMBERS No. 14-16 INVESTMENT...

[30153] August 19, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-16 BROKER/DEALER ADVISORY COMMITTEE No. 28-16 OPERATIONS COMMITTEE No. 20-16 SMALL FUNDS COMMITTEE No. 23-16 TRANSFER AGENT ADVISORY COMMITTEE No. 36-16 RE: EVOLUTION OF THE FINANCIAL INTERMEDIARY...

As you likely know, every state has an unclaimed property law that requires abandoned property to be turned over to the state.

[30120] August 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-16 BROKER/DEALER ADVISORY COMMITTEE No. 26-16 CHIEF RISK OFFICER COMMITTEE No. 21-16 COMPLIANCE ADVISORY COMMITTEE No. 9-16 INVESTMENT ADVISERS COMMITTEE No. 14-16...

[30113] August 4, 2016 TO: TAX COMMITTEE No. 23-16 TRANSFER AGENT ADVISORY COMMITTEE No. 33-16 RE: CALL TO DISCUSS 871(K) IMPLEMENTATION SURVEY - AUG. 25, 2:00 P.M. ET We will have a conference call on Thursday, August 25th, 2016, at 2:00 p.m. ET, to discuss the results of the...

[30100] July 29, 2016 TO: TAX COMMITTEE No. 21-16 TRANSFER AGENT ADVISORY COMMITTEE No. 32-16 RE: SURVEY REGARDING IMPLEMENTATION OF SECTION 871(K)'S FLOW-THROUGH PROVISIONS The Survey Now that the flow-through provisions of Section 871(k) are permanent, many fund organizations may be...