Transfer Agent Advisory Content

    [23453]   May 15, 2009 TO: COMPLIANCE MEMBERS No. 23-09 PRIVACY ISSUES WORKING GROUP No. 6-09 TECHNOLOGY COMMITTEE No. 12-09 RISK MANAGEMENT ADVISORY COMMITTEE No. 5-09 TRANSFER AGENT ADVISORY COMMITTEE No. 34-09 OPERATIONS MEMBERS No. 12-09     RE: STUDY FINDS FIRMS MAY BE...

    [23449]   May 14, 2009 TO: PENSION MEMBERS No. 21-09 TRANSFER AGENT ADVISORY COMMITTEE No. 33-09     RE: IRS ANNOUNCES NEW WITHHOLDING PROCEDURES FOR PENSION PAYMENTS   The Internal Revenue Service issued new optional withholding adjustment procedures for pension plan payments. ...

    [23429]   May 1, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-09 BROKER/DEALER ADVISORY COMMITTEE No. 23-09 COMPLIANCE MEMBERS No. 21-09 OPERATIONS MEMBERS No. 10-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-09 PRIVACY ISSUES WORKING GROUP No. 4-09 SEC RULES...

[23387]   April 9, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-09 BROKER/DEALER ADVISORY COMMITTEE No. 21-09 OPERATIONS MEMBERS No. 9-09 SMALL FUNDS MEMBERS No. 26-09 TAX MEMBERS No. 8-09 TRANSFER AGENT ADVISORY COMMITTEE No. 31-09     RE: ICI COMMENT LETTER TO...

  ACTION REQUESTED [23378]   April 3, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-09 TAX COMMITTEE No. 11-09 TRANSFER AGENT ADVISORY COMMITTEE No. 29-09     RE: DRAFT COMMENT LETTER ON COST BASIS REPORTING -- COMMENTS REQUESTED; CONFERENCE CALL SCHEDULED FOR WEDNESDAY, APRIL 8 AT...

    [23381]   April 3, 2009 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 30-09     RE: PRELIMINARY AGENDA FOR TAAC MEETING - APRIL 21-22, 2009   The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday, April 21 from 3:00 p.m. to 5:00 p.m. ET and Wednesday, April...

    [23373]   April 2, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-09 BROKER/DEALER ADVISORY COMMITTEE No. 18-09 OPERATIONS COMMITTEE No. 7-09 SMALL FUNDS COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 28-09     RE: TREASURY ANNOUNCES EXTENSION OF...

    [23360]   March 27, 2009 TO: OPERATIONS MEMBERS No. 8-09 BROKER/DEALER ADVISORY COMMITTEE No. 17-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-09 TECHNOLOGY COMMITTEE No. 8-09 TRANSFER AGENT ADVISORY COMMITTEE No. 26-09     RE: OPERATIONS & TECHNOLOGY CONFERENCE WILL...

    [23337]   March 18, 2009 TO: OPERATIONS COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 25-09 BROKER/DEALER ADVISORY COMMITTEE No. 16-09 ACCOUNTING/TREASURERS COMMITTEE No. 6-09     RE: REPORT OF THE MONEY MARKET WORKING GROUP   Today, the Investment Company Institute...

    [23321]   March 16, 2009 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 24-09     RE: ACTION ITEM RECAP - TAAC MEETING JANUARY 14-15, 2009   The following action items were discussed during the Transfer Agent Advisory Committee meeting held on January 14-15, 2009 in Washington, D.C.  ...