Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [24613] October 14, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-10 BROKER/DEALER ADVISORY COMMITTEE No. 43-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 49-10 OPERATIONS COMMITTEE No. 29-10 PENSION...

  [24606]   October 13, 2010 TO: BROKER/DEALER ADVISORY COMMITTEE No. 42-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 35-10 TAX MEMBERS No. 30-10 OPERATIONS MEMBERS No. 12-10 TRANSFER AGENT ADVISORY COMMITTEE No. 59-10 SMALL FUNDS MEMBERS No. 58-10 RE: IRS ISSUES FINAL...

[24591] October 7, 2010 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 58-10 RE: PRELIMINARY AGENDA - OCTOBER 20-21, 2010 TRANSFER AGENT ADVISORY COMMITTEE MEETING   The preliminary agenda for the next meeting of the Transfer Agent Advisory Committee (“TAAC”) is attached for your...

[24587] October 6, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-10 BROKER/DEALER ADVISORY COMMITTEE No. 41-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 46-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 39-10 OPERATIONS COMMITTEE No. 28-10 SEC RULES MEMBERS No. 96-10 SMALL FUNDS...

    [24579]   October 6, 2010 TO: 529 PLAN ADVISORY COMMITTEE No. 5-10 COMPLIANCE MEMBERS No. 23-10 INVESTMENT ADVISER MEMBERS No. 10-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 38-10 PENSION MEMBERS No. 41-10 SEC RULES MEMBERS No. 93-10 SMALL FUNDS MEMBERS No. 54-10 TRANSFER AGENT...

[24580] October 5, 2010 TO: TAX COMMITTEE No. 30-10 OPERATIONS COMMITTEE No. 27-10 SMALL FUNDS COMMITTEE No. 14-10 TRANSFER AGENT ADVISORY COMMITTEE No. 55-10 BROKER/DEALER ADVISORY COMMITTEE No. 40-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-10 RE: IRS RELEASES DRAFT...

[24577] October 5, 2010 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 54-10 RE: MARK YOUR CALENDAR - 2011 TAAC MEETING SCHEDULE   Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2011: February 2-3 May 3-4 July 20-21 October 26-27...

  [24530] September 8, 2010 TO: COMPLIANCE MEMBERS No. 19-10 SEC RULES MEMBERS No. 87-10 SMALL FUNDS MEMBERS No. 49-10 AML COMPLIANCE WORKING GROUP No. 12-10 BROKER/DEALER ADVISORY COMMITTEE No. 37-10 OPERATIONS COMMITTEE No. 25-10 TRANSFER AGENT ADVISORY COMMITTEE No. 53-10 RE: SEC...

  [24520]   August 30, 2010 TO: PENSION MEMBERS No. 36-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-10 TRANSFER AGENT ADVISORY COMMITTEE No. 52-10 OPERATIONS COMMITTEE No. 24-10 RE: INSTITUTE COMMENT LETTER ON DOL 408(b)(2) SERVICE PROVIDER DISCLOSURE INTERIM FINAL...

[24513]   August 27, 2010 TO: AML COMPLIANCE WORKING GROUP No. 11-10 TRANSFER AGENT ADVISORY COMMITTEE No. 50-10 BROKER/DEALER ADVISORY COMMITTEE No. 35-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-10 RE: MEMBER CALL - TRAVEL RULE AND GUIDANCE ON AML PROGRAMS AND...