Small Funds Content

[32353] April 3, 2020 TO: Small Funds Committee RE: Mark Your Calendar - 2020 Small Funds Committee - Virtual Meetings Due to the events of COVID 19 the Small Funds Committee will be having virtual meetings, using MS Teams, for the following dates. Please mark your calendar for the...

[32356] April 3, 2020 TO: Accounting/Treasurers Committee Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading &...

[32355] April 3, 2020 TO: Small Funds Committee RE: Virtual Shop Talk May 6th The Investment Company Institute’s Small Funds Committee will be holding a virtual shop talk session on May 6, at 2:00 p.m. ET via MS Teams. A calendar invitation has been sent to the committee members with...

[32339] March 31, 2020 TO: ICI Global Members ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee Small Funds Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers Privacy State Issues RE: ICI Global Letter to Canadian...

[32308] March 23, 2020 TO: Small Funds Committee RE: Cancellation of Small Funds Committee Meeting May 5-6 Due to the recent advance of the COVID-19 virus and as member firms are focused on sustaining operations in the current environment, ICI has decided to cancel the Small Funds...

[32295] March 17, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory CommitteeInternal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Operations Committee Pension Committee Pension Operations...

[32277] March 12, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Technology Committee SUBJECTS...

[32271] March 9, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee...

[32268] March 6, 2020 TO: Chief Compliance Officer Committee SEC Rules Committee Small Funds Committee Technology Committee Transfer Agent Advisory Committee RE: COVID-19 and SEC Exemptive Relief On March 4, 2020, the Securities and Exchange Commission (“SEC”) issued an order...

[32262] March 4, 2020 TO: Accounting/Treasurers Committee Disclosure Working Group ESG Task Force SEC Rules Committee Small Funds Committee RE: SEC Requests Comment on Fund Names Rule; March 17th at 11am (ET) Member Call The Securities and Exchange Commission published a release...