Small Funds Content

The primary, secondary, and NRA layouts (all in excel spreadsheet form) for use by regulated investment companies ("RICs") in reporting 2021 year-end tax information to brokers and banks are available on the Institute's website.

On Wednesday, July 14th, 2021, ICI Global along with several trade associations, representing the buy-side, sell-side, and market infrastructures, jointly submitted the attached letter to the European Commission ("the Commission"), and the European Securities and Markets Authority (...

The Investment Company Institute's next Small Funds Committee "Shop Talk" will take place on Wednesday, August 11, 2021, 2:00 p.m.-3:00 p.m. ET.

The Investment Company Institute's next Small Funds Committee "Research Update" will take place on Thursday, August 19, 2021, 1:00 p.m.-2:00 p.m. ET. We will hear from ICI Senior Directors Shelly Antoniewicz and Sarah Holden.

On July 7, the SEC Asset Management Advisory Committee (AMAC) unanimously approved recommendations from its Subcommittee on Diversity and Inclusion to promote diversity and inclusion in the asset management industry. The subcommittee has been examining the current state of diversity...

In late March, the European Banking Authority (EBA) published a consultation paper on draft regulatory technical standards (RTS) on disclosure of investment policy by investment firms under Article 52 Regulation (EU) 2019/2033 on the prudential requirements of investment firms (IFR)...

In late March, the European Banking Authority (EBA) published a consultation paper on draft regulatory technical standards (RTS) on disclosure of investment policy by investment firms under Article 52 Regulation (EU) 2019/2033 on the prudential requirements of investment firms (IFR)...

The Office of Information and Regulatory Affairs released the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions on June 11. The agenda includes regulatory actions that the Securities and Exchange Commission and Commodity Futures Trading Commission expect to take...

On June 11, 2021, the Treasury Department and Internal Revenue Service (IRS) published a final regulation relating to the new mandatory 60-day postponement of certain time-sensitive tax-related deadlines by reason of a federally declared disaster, which was added by the Taxpayer...