Small Funds Content

The UK Financial Conduct Authority (FCA) recently issued a consultation soliciting feedback on which legacy contracts and financial instruments it should permit to use the synthetic UK sterling and Japanese yen LIBOR rates and whether to prohibit most new uses of US dollar LIBOR after...

The Small Funds Sales & Marketing Sub-Committee meeting schedule for 2022 has been finalized. Please mark your calendar for the following meeting dates.

The Small Funds Committee Shop Talk will take place on Wednesday, November 17, 2:00 to 3:00 pm ET.

Last week, the SEC reopened the comment period for its 2015 clawback proposal, which it never adopted. This will allow further opportunity to analyze and comment on the proposal in light of developments since its publication.

We are pleased to announce the publication of a new white paper, "Protecting Nonpublic Personal Information in a Data-Driven Distribution Model."

On October 18, 2021, ICI Global submitted the attached letter to the Securities and Exchange Board of India (SEBI) regarding SEBI's circular introducing T+1 rolling settlement on an optional basis for Indian equities with an effective date of January 1, 2022.

The next meeting of the Investment Company Institute's Small Funds Sales & Marketing Sub-Committee "Shop Talk" will be held on December 9, from 11:00 a.m. to noon ET via Zoom.

ICI submitted the attached letter to the Treasury Department regarding reclaim amounts received by US regulated investment companies (RICs) from European Union countries under Article 63 of the Treaty of the Functioning of the European Union.

The OECD/G20 Inclusive Framework on BEPS (Inclusive Framework or "IF") has announced agreement on a "two-pillar" solution for addressing the tax challenges arising from the digitalization of the economy. These pillars are crafted to exempt small and medium-size enterprises. Many...