SEC Rules Content

June 29, 1990 TO: SEC RULES COMMITTEE NO. 36-90 INVESTMENT ADVISERS COMMITTEE NO. 22-90 RE: NEW JERSEY CASINO COMMISSION TO RECONSIDER FIVE PERCENT LIMITATION ON INSTITUTIONAL INVESTORS __________________________________________________________ Last year the New Jersey Casino...

June 22, 1990 TO: BOARD OF GOVERNORS NO. 44-90 SEC RULES COMMITTEE NO. 35-90 RE: FED PROPOSES ALLOWING BANK HOLDING COMPANY SUBSIDIARIES TO BROKER SHARES OF AFFILIATED FUNDS; COMPTROLLER EXTENDS COMMENT PERIOD ON COMMON TRUST FUND PROPOSAL _____________________________________________...

June 18, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 19-90 SEC RULES COMMITTEE NO. 34-90 CLOSED-END FUND COMMITTEE NO. 14-90 INTERNATIONAL FUNDS TASK FORCE NO. 14-90 RE: SEC ISSUES CONCEPT RELEASE ON MULTINATIONAL TENDER AND EXCHANGE OFFERS _____________________________________________...

June 14, 1990 TO: SEC RULES COMMITTEE NO. 33-90 UNIT INVESTMENT TRUST COMMITTEE NO. 26-90 INTERNATIONAL FUNDS TASK FORCE NO. 13-90 RE: DRAFT COMMENT LETTER RECOMMENDING EXTENSION OF REGULATION S TO OPEN-END INVESTMENT COMPANIES AND UNIT INVESTMENT TRUSTS ______________________________...

June 12, 1990 TO: BOARD OF GOVERNORS NO. 41-90 SEC RULES COMMITTEE NO. 32-90 1990s REGULATORY TASK FORCE RE: MEETING ON DRAFT 1990s REGULATORY REPORT __________________________________________________________ Attached is a draft of the recommendations section of the regulatory report...

May 31, 1990 TO: BOARD OF GOVERNORS NO. 38-90 SEC RULES COMMITTEE NO. 31-90 1990s REGULATORY TASK FORCE RE: JUNE 21 MEETING OF THE 1990s REGULATORY TASK FORCE __________________________________________________________ As you know, part of the Institute's study of the industry in the...

May 23, 1990 TO: SEC RULES COMMITTEE NO. 30-90 INVESTMENT ADVISERS COMMITTEE NO. 17-90 RE: GINNIE MAE TO PROHIBIT "LIVE FREE" MORTGAGES __________________________________________________________ According to the attached Wall Street Journal article, the Government National Mortgage...

- 1 - May 7, 1990 TO: CLOSED-END FUND COMMITTEE NO. 13-90 INVESTMENT ADVISERS COMMITTEE NO. 13-90 SEC RULES COMMITTEE NO. 29-90 UNIT INVESTMENT TRUST COMMITTEE NO. 24-90 RULE 12B-1 AD HOC COMMITTEE RE: SEC SEMIANNUAL REGULATORY AGENDA; AMENDMENTS TO RULE 12B-1 WITHDRAWN AS SEPARATE...

May 7, 1990 TO: SEC RULES COMMITTEE NO. 28-90 INTERNATIONAL FUNDS TASK FORCE NO. 9-90 RE: NO-ACTION LETTERS PERMIT AUSTRALIAN AND SINGAPORE CENTRAL DEPOSITORIES TO ACT AS ELIGIBLE FOREIGN CUSTODIANS ________________________________________________________ In a recent no-action letter...

RESENT DUE TO MISSING PAGES May 3, 1990 TO: BOARD OF GOVERNORS NO. 36-90 SEC RULES COMMITTEE NO. 26-90 STATE LIAISON COMMITTEE NO. 10-90 UNIT INVESTMENT TRUST COMMITTEE NO. 21-90 RE: SEC COMMISSIONER URGES GREATER UNIFORMITY AND ELIMINATION OF REGULATORY BURDENS FOR INVESTMENT...