SEC Rules Content

April 5, 1991 TO: SEC RULES COMMITTEE NO. 20-91 RE: DRAFT AGENDA FOR APRIL 16 MEETING __________________________________________________________ Attached for your information is a draft agenda for the April 16 meeting of the SEC Rules Committee. The meeting will be held at the Madison...

April 3, 1991 TO: SEC RULES COMMITTEE NO. 19-91 RE: DRAFT AGENDA FOR APRIL 19 MEETING __________________________________________________________ Attached for your information is a draft agenda for the April 19 meeting of the SEC Rules Committee. The meeting will be held at the Madison...

March 28, 1991 TO: BOARD OF GOVERNORS NO. 21-91 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 7-91 SEC RULES COMMITTEE NO. 18-91 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 9-91 RE: INSTITUTE LETTER TO SEC STAFF ON TAX-EXEMPT MONEY MARKET FUND PROPOSALS ______________________________________...

March 18, 1991 TO: SEC RULES COMMITTEE NO. 17-91 STATE LIAISON COMMITTEE NO. 8-91 UNIT INVESTMENT TRUST COMMITTEE NO. 10-91 INVESTMENT ADVISERS COMMITTEE NO. 10-91 RE: COMMENTS REQUESTED FOR 1991 CONFERENCE ON UNIFORMITY OF FEDERAL-STATE SECURITIES REGULATION AGENDA __________________...

March 12, 1991 TO: SEC RULES COMMITTEE NO. 16-91 RE: NOTICE OF MEETING, APRIL 16, 1991 __________________________________________________________ The SEC Rules Committee meeting has been scheduled for Tuesday, April 16, 1991 at the Madison Hotel, 1177 15th Street, N.W., Washington, DC...

February 28, 1991 TO: STATE SECURITIES MEMBERS NO. 10-91 SEC RULES COMMITTEE NO. 15-91 RE: INSTITUTE RESPONDS TO NEW JERSEY DISCLOSURE CONCERNS __________________________________________________________ As we previously informed you, the Institute was advised that the New Jersey...

February 26, 1991 TO: SEC RULES COMMITTEE NO. 14-91 INTERNATIONAL COMMITTEE NO. 2-91 RE: LICENSING INVESTMENT TRUST MANAGEMENT COMPANIES IN JAPAN __________________________________________________________ As we previously advised you, the Japanese Ministry of Finance announced, in...

February 22, 1991 TO: BOARD OF GOVERNORS NO. 14-91 SEC RULES COMMITTEE NO. 12-91 RE: INSTITUTE SUBMITS AMICUS BRIEF IN FUND PROXY CASE __________________________________________________________ The Institute has submitted an amicus curiae brief to the Supreme Court in the case Kamen v...

February 22, 1991 TO: STATE SECURITIES MEMBERS NO. 8-91 SEC RULES COMMITTEE NO. 13-91 RE: WISCONSIN DISCLOSURE REQUIREMENTS FOR A FUND CHANGING A NON-FUNDAMENTAL INVESTMENT OBJECTIVE __________________________________________________________ The Institute is pleased to inform you that...

February 6, 1991 TO: SEC RULES COMMITTEE NO. 11-91 RE: SEC STAFF POSITIONS ON DISCLOSURE LIMITING LIABILITY OF FUND ACTING ON TELEPHONE REDEMPTION INSTRUCTIONS AND ON LIQUIDITY OF MUNICIPAL LEASE SECURITIES __________________________________________________________ A. Disclosure...