SEC Rules Content

1[11408] November 12, 1999 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-99 SEC RULES COMMITTEE No. 97-99 RE: ICI DRAFT LETTER ON SEC RULE PROPOSAL REGARDING REPURCHASE AGREEMENTS AND REFUNDED SECURITIES ______________________________________________________________________________...

[11404] November 11, 1999 TO: SEC RULES COMMITTEE No. 95-99 RE: SPECIAL MEETING TO BE HELD DURING THE 1999 SECURITIES LAW DEVELOPMENTS CONFERENCE ________________________________________________________________________________ As in the past, we have scheduled a meeting for members of...

[11393] November 8, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 26-99 BROKER/DEALER ADVISORY COMMITTEE No. 31-99 OPERATIONS COMMITTEE No. 42-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 101-99 SEC RULES COMMITTEE No. 94-99 SMALL FUNDS COMMITTEE No. 17-99 TRANSFER AGENT ADVISORY...

* See Memorandum to Accounting/Treasurers Committee No. 36-99, Closed-End Investment Company Committee No. 36- 99, and SEC Rules Committee No. 81-99, dated October 20, 1999. [11391] November 5, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-99 CLOSED-END INVESTMENT COMPANY COMMITTEE...

[11389] November 5, 1999 TO: SEC RULES COMMITTEE No. 92-99 RE: DRAFT REQUEST FOR CLARIFICATION REGARDING ABILITY OF MUTUAL FUND BOARDS TO DELEGATE FAIR VALUATION RESPONSIBILITIES ______________________________________________________________________________ As discussed at recent...

1 See Memorandum to the Board of Governors No. 23-99, Federal Legislation Members No. 10-99, Primary Contacts - Member Complex No. 34-99, Public Information Committee No. 12-99, SEC Rules Committee No. 23-99, and Tax Committee No. 6-99, dated March 31, 1999. 1 [11383] November 3, 1999...

[11375] November 2, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 41-99 SEC RULES COMMITTEE No. 90-99 RE: ISB DISCUSSION MEMORANDUM ON AUDIT FIRM STRUCTURE ______________________________________________________________________________ The Independence Standards Board recently issued...

[11364] November 1, 1999 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 96-99 SEC RULES COMMITTEE No. 86-99 OPERATIONS COMMITTEE No. 39-99 BROKER/DEALER ADVISORY COMMITTEE No. 28-99 BANK AND TRUST ADVISORY COMMITTEE No. 23-99 TRANSFER AGENT ADVISORY COMMITTEE No. 65-99 SMALL FUNDS...

1 SEC Rel. Nos. 33-7745; 34-41936; Int. Ser. Rel. No. 1205 (Oct. 5, 1999). A copy of the adopting release is attached, and is available on the Commission’s web site at www.sec.gov/rules/final/34-41936.htm. IOSCO’s report, “International Disclosure Standards for CrossSBorder Offerings...

* See Memorandum to Board of Governors No. 58-99, Closed-End Investment Company Committee No. 28-99, SEC Rules Committee No 63-99, and Unit Investment Trust Committee No. 19-99, dated September 7, 1999. [11368] November 1, 1999 TO: BOARD OF GOVERNORS No. 66-99 CLOSED-END INVESTMENT...