SEC Rules Content

[14040] October 15, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 30-01 SEC RULES COMMITTEE No. 81-01 RE: DRAFT SUPPLEMENT TO INSTITUTE VALUATION PAPER Attached for your review is a draft paper on mutual fund valuation issues, focusing primarily on issues related to fair valuation of...

[14044] October 11, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-01 SEC RULES COMMITTEE No. 80-01 RE: ADVISORY COMMITTEE ON MARKET INFORMATION ISSUES REPORT As we previously informed you, in July 2000, the Securities and Exchange Commission established a federal advisory...

[13997] October 1, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-01 SEC RULES COMMITTEE No. 79-01 RE: EXTENSION OF COMMENT PERIOD ON SEC CONCEPT RELEASE ON EFFECTS OF DECIMAL TRADING IN SUBPENNIES As we previously informed you,1 on July 18, 2001, the Securities and Exchange...

[13978] September 26, 2001 TO: SEC RULES COMMITTEE No. 78-01 RE: NOTICE OF MEETING - OCTOBER 30, 2001 AT 11:00 A.M. A meeting of the SEC Rules Committee has been scheduled for Tuesday, October 30, 2001 at the offices of the Investment Company Institute, 1401 H Street, NW, Washington...

[13966] September 21, 2001 TO: BOARD OF GOVERNORS No. 50-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 67-01 SEC RULES COMMITTEE No. 77-01 SMALL FUNDS COMMITTEE No. 13-01 RE: SEC EXTENDS TEMPORARY EXEMPTIVE RELIEF CONCERNING BORROWING AND LENDING BY MUTUAL FUNDS THROUGH SEPTEMBER 28TH The...

[13965] September 21, 2001 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 17-01 SEC RULES COMMITTEE No. 76-01 UNIT INVESTMENT TRUST COMMITTEE No. 21-01 RE: ICI COMMENT LETTER ON EXTENDED PILOT PROGRAM FOR BOND MUTUAL FUND VOLATILITY RATINGS The Institute recently filed the attached...

[13944] September 14, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 28-01 BOARD OF GOVERNORS No. 45-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 63-01 SEC RULES COMMITTEE No. 74-01 RE: SEC STAFF PROVIDES RELIEF ALLOWING FUNDS TO RECEIVE PRICING INFORMATION THROUGH AUDITING FIRMS We...

[13952] September 14, 2001 TO: BOARD OF GOVERNORS No. 47-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 64-01 SEC RULES COMMITTEE No. 75-01 SMALL FUNDS COMMITTEE No. 12-01 RE: SEC ORDER PROVIDING INDUSTRY-WIDE TEMPORARY EXEMPTIVE RELIEF FROM CERTAIN INVESTMENT COMPANY ACT REQUIREMENTS The...

[13942] September 12, 2001 TO: BOARD OF GOVERNORS No. 44-01 PRIMARY CONTACTS - MONEY MARKET FUNDS No. 1-01 ACCOUNTING/TREASURERS COMMITTEE No. 27-01 SEC RULES COMMITTEE No. 73-01 RE: MONEY MARKET FUNDS As you know, the U.S. equity markets will be closed tomorrow, September 13th and...

[13940] September 11, 2001 TO: BOARD OF GOVERNORS No. 43-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-01 PRIMARY CONTACTS - CLOSED-END FUNDS No. 3-01 PRIMARY CONTACTS - UNIT INVESTMENT TRUSTS CEOS SEC RULES COMMITTEE No. 72-01 ACCOUNTING/TREASURERS COMMITTEE No. 26-01 OPERATIONS...