SEC Rules Content

[17803] July 23, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-04 COMPLIANCE ADVISORY COMMITTEE No. 74-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 72-04 SEC RULES COMMITTEE No. 62-04 SMALL FUNDS COMMITTEE No. 41-04 UNIT INVESTMENT TRUST COMMITTEE No. 18-04 RE: NEW CHIEF...

[17808] July 23, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-04 SEC RULES COMMITTEE No. 63-04 UNIT INVESTMENT TRUST COMMITTEE No. 19-04 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC STAFF DECISION TO PUBLICLY RELEASE COMMENT AND RESPONSE LETTERS As we previously informed you,∗...

[17762] July 13, 2004 TO: SEC RULES COMMITTEE No. 60-04 SMALL FUNDS COMMITTEE No. 39-04 COMPLIANCE ADVISORY COMMITTEE No. 70-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-04 INVESTMENT ADVISERS COMMITTEE No. 8-04 UNIT INVESTMENT TRUST COMMITTEE No. 16-04 TRANSFER AGENT ADVISORY...

[17756] July 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-04 INVESTMENT ADVISERS COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 61-04 SMALL FUNDS COMMITTEE No. 40-04 UNIT INVESTMENT TRUST COMMITTEE No. 17-04 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange...

[17748] July 2, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-04 SEC RULES COMMITTEE No. 59-04 UNIT INVESTMENT TRUST COMMITTEE No. 15-04 RE: SEC STAFF TO RELEASE COMMENT AND RESPONSE LETTERS RELATING TO FUND DISCLOSURE FILINGS, REQUESTS INPUT ON PROCESS The staff of the...

[17743] July 1, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 22-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-04 SEC RULES COMMITTEE No. 57-04 UNIT INVESTMENT TRUST COMMITTEE No. 14-04 RE: FASB PROPOSES ACCOUNTING STANDARD ON FAIR VALUE MEASUREMENT The Financial Accounting...

[17742] July 1, 2004 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-04 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 58-04 RE: DRAFT INSTITUTE LETTER ON SEC REGULATION OF ASSET-BACKED SECURITIES As we previously informed you,1 the Securities and Exchange Commission...

[17638] June 8, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-04 OPERATIONS COMMITTEE No. 12-04 SEC RULES COMMITTEE No. 52-04 SMALL FUNDS COMMITTEE No. 34-04 TECHNOLOGY ADVISORY COMMITTEE No. 14-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 55-04 RE: HOMELAND SECURITY STRATEGY FOR...

[17613] June 3, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-04 FOREIGN SECURITIES VALUATION WORKING GROUP SEC RULES COMMITTEE No. 51-04 SMALL FUNDS COMMITTEE No. 33-04 VALUATION PROCEDURES TASK FORCE No. 1-04 RE: JUNE 24 CONFERENCE CALL TO DISCUSS POSSIBLE INSTITUTE ACTIONS WITH...

[17605] May 27, 2004 TO: SEC RULES COMMITTEE No. 49-04 RE: DRAFT AGENDA FOR JUNE 16TH SEC RULES COMMITTEE MEETING AND CALIFORNIA VIDEOCONFERENCE Attached is the draft agenda for the SEC Rules Committee meeting scheduled for Wednesday, June 16th. If there are other issues that you...