SEC Rules Content

[17934] August 31, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-04 SEC RULES COMMITTEE No. 73-04 RE: SEC EXTENDS COMMENT PERIOD ON NYSE PROPOSED RULE CHANGE RELATING TO THE IMPLEMENTATION OF A HYBRID MARKET As we previously informed you,1 the Securities and Exchange Commission...

[17919] August 24, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 27-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-04 SEC RULES COMMITTEE No. 72-04 UNIT INVESTMENT TRUST COMMITTEE No. 23-04 RE: DRAFT INSTITUTE COMMENT LETTER ON FASB PROPOSAL REGARDING FAIR VALUE MEASUREMENTS As we...

[17909] August 19, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-04 SEC RULES COMMITTEE No. 71-04 RE: NYSE PROPOSED RULE CHANGE RELATING TO THE IMPLEMENTATION OF A HYBRID MARKET The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change by...

[17895] August 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-04 COMPLIANCE ADVISORY COMMITTEE No. 79-04 INVESTMENT ADVISERS COMMITTEE No. 12-04 PRIVACY ISSUES WORKING GROUP No. 5-04 SEC RULES COMMITTEE No. 70-04 SMALL FUNDS COMMITTEE No. 45-04 TRANSFER AGENT ADVISORY...

[17860] August 6, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-04 SEC RULES COMMITTEE No. 69-04 RE: SEC ADOPTS REGULATION SHO RELATING TO SHORT SALES The Securities and Exchange Commission has adopted Regulation SHO relating to short sales. ∗ Regulation SHO, among other things...

[17858] August 4, 2004 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 75-04 BOARD OF GOVERNORS No. 51-04 CEOS TECHNOLOGY ADVISORY COMMITTEE No. 21-04 BCP SUBCOMMITTEE SMALL FUNDS COMMITTEE No. 44-04 OPERATIONS COMMITTEE No. 16-04 SEC RULES COMMITTEE No. 68-04 RE: FEDERAL BUREAU OF...

[17856] August 3, 2004 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 74-04 BOARD OF GOVERNORS No. 50-04 CEOS TECHNOLOGY ADVISORY COMMITTEE No. 20-04 BCP SUBCOMMITTEE SMALL FUNDS COMMITTEE No. 43-04 OPERATIONS COMMITTEE No. 15-04 SEC RULES COMMITTEE No. 67-04 RE: THREAT LEVEL INCREASED TO...

[17846] July 30, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-04 SEC RULES COMMITTEE No. 66-04 RE: CONFERENCE CALL TO DISCUSS FASB FAIR VALUE EXPOSURE DRAFT As we previously informed you, the Financial Accounting Standards Board recently issued an exposure draft of a proposed...

[17823] July 28, 2004 TO: SEC RULES COMMITTEE No. 64-04 SMALL FUNDS COMMITTEE No. 42-04 COMPLIANCE ADVISORY COMMITTEE No. 76-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-04 INVESTMENT ADVISERS COMMITTEE No. 10-04 TRANSFER AGENT ADVISORY COMMITTEE No. 65-04 UNIT INVESTMENT TRUST...

[17829] July 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-04 INTERNATIONAL COMMITTEE No. 41-04 INVESTMENT ADVISERS COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 65-04 RE: SEC PROPOSES REQUIRING HEDGE FUND ADVISERS TO REGISTER UNDER THE INVESTMENT ADVISERS ACT In a three...