Pension Operations Advisory Content

[30767] July 6, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Issues RFI on Potential Changes to the Fiduciary Rule and Related Exemptions As expected, the Department of Labor (DOL) has issued a request for information (RFI) [1] regarding the 2016 final regulation defining fiduciary...

[30754] June 22, 2017 TO: Pension Committee Pension Operations Advisory Committee RE: Texas Teacher Retirement System Proposes Changes to 403(b) Vendor and Product Rules The Texas Teacher Retirement System (TRS) has proposed amendments to its administrative rules for 403(b) vendor...

[30740] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Compliance Derivatives Disclosure Fund Accounting & Financial Reporting Pension Trading and Markets Variable Insurance Products RE: ICI Recommended Priorities for SEC ICI staff met with the SEC’s new Chairman, Jay...

[30732] June 6, 2017 TO: Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee RE: Member Call on Chair Clayton's Public Statement - June 12, 3-4pm ET As you know, SEC Chair Jay Clayton issued a public statement [1] last week requesting...

[30726] June 2, 2017 TO: ICI Members SUBJECTS: Pension RE: ICI Recommendations for 2017-2018 Treasury/IRS Priority Guidance Plan--Retirement Items The ICI submitted the attached letter, requesting that the Treasury Department and Internal Revenue Service include in their 2017-2018...

[30725] June 2, 2017 TO: ICI Members Investment Company Directors ICI Global Members Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Investment Advisers Operations Pension RE: SEC...

[30724] June 2, 2017 TO: ICI Members SUBJECTS: Pension RE: ICI Comment Letter to OMB on DOL's Road to Retirement Survey Project On May 30, 2017, the Institute sent the attached comment letter regarding the Department of Labor’s “On the Road to Retirement Surveys” project to the Office...

[30722] May 30, 2017 TO: Pension Committee Pension Operations Advisory Committee SEC Rules Committee RE: ICI Form of Amendment to Assist Members Offering "Clean Shares" ICI, with member input, has developed the attached form of amendment to assist members that are considering offering...

[30716] May 24, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Publishes Additional Guidance on Fiduciary Rule and Announces No Further Delay to Applicability Date On May 22, 2017, Department of Labor Secretary Alexander Acosta announced in an op-ed published in the Wall Street...

[30711] May 19, 2017 TO: ICI Members SUBJECTS: Pension RE: Congress Nullifies DOL Regulation Regarding State Auto-IRA Programs On May 17, 2017, President Trump signed H.J.Res. 66, which disapproves of the Department of Labor (DOL) regulation on “Savings Arrangements Established by...