Municipal Securities Advisory Content

  [24933] February 2, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 13-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 6-11 SEC RULES COMMITTEE No. 9-11 RE: ICI COMMENT LETTER ON PROPOSAL TO PERMIT LIMITED SUSPENSION OF REPORTING DUTY FOR ASSET-BACKED SECURITIES ISSUERS   The Institute...

  [24911] January 27, 2011 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 4-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-11 FIXED-INCOME ADVISORY COMMITTEE No. 11-11 INVESTMENT ADVISER MEMBERS No. 4-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 4-11 SEC RULES MEMBERS No. 19-11 SMALL...

[24913] January 27, 2011 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-11 BROKER/DEALER ADVISORY COMMITTEE No. 6-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 5-11 OPERATIONS COMMITTEE No. 4-11 SEC RULES MEMBERS No. 20-11 SMALL FUNDS COMMITTEE...

[24897] January 21, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 9-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 3-11 SEC RULES MEMBERS No. 15-11 RE: MSRB PROPOSES PAY-TO-PLAY RULE FOR MUNICIPAL ADVISORS   The Municipal Securities Rulemaking Board (“MSRB”) has issued a proposal...

  [24900] January 21, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 7-11 BROKER/DEALER ASSOCIATE MEMBERS No. 1-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-11 COMPLIANCE MEMBERS No. 8-11 INVESTMENT ADVISER MEMBERS No. 3-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 2...

[24853] January 11, 2011 TO: INVESTMENT COMPANY DIRECTORS No. 2-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-11 SEC RULES MEMBERS No. 3-11 RE: ICI FILES COMMENT LETTER ON PWG’S MONEY MARKET FUND REFORM OPTIONS   The Investment Company...

    [24821]   December 30, 2010   TO: FIXED-INCOME ADVISORY COMMITTEE No. 39-10 INVESTMENT ADVISERS COMMITTEE No. 3-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 56-10 SEC RULES COMMITTEE No. 71-10 RE: SEC ISSUES REGISTRATION REQUIREMENTS FOR MUNICIPAL ADVISORS   The Securities and...

  [24819]   December 29, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-10 FIXED-INCOME ADVISORY COMMITTEE No. 38-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 70-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 55-10 SEC RULES COMMITTEE No. 70-10 RE: SEC SEEKS COMMENT ON DODD...

[24811] December 23, 2010 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 69-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 54-10 SEC RULES COMMITTEE No. 68-10 RE: ICI DRAFT COMMENT LETTER ON PWG’S REPORT ON MONEY MARKET FUND REFORM OPTIONS   As you know, the President’s Working Group...

    [24809]   December 21, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 46-10 BROKER/DEALER ADVISORY COMMITTEE No. 63-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 68-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 53-10 OPERATIONS COMMITTEE No. 42-10 SEC RULES MEMBERS No. 140-10 SMALL...