Municipal Securities Advisory Content

[27769] December 13, 2013 TO: BOARD OF GOVERNORS No. 15-13 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-13 ETF ADVISORY COMMITTEE No. 37-13...

[27677] November 1, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 32-13 RE: REMINDER - NOVEMBER 13 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING; DRAFT AGENDA   The fall meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, November 13, 2013...

[27658] October 30, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 24-13 SEC RULES MEMBERS No. 99-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 31-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 88-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-13 INVESTMENT ADVISER MEMBERS No. 69-13 RE...

[27618] October 2, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 30-13 RE: REMINDER - NOVEMBER 13 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING   The fall meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, November 13, 2013, at the...

[27606] October 1, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 28-13 RE: ICI COMMENT LETTER REGARDING MSRB’S PROPOSAL TO MODIFY STANDARD FOR INDEPENDENT PUBLIC BOARD MEMBERS   The ICI has filed a comment letter to the Securities and Exchange Commission that supports the...

[27609] October 1, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 29-13 RE: SEC APPROVES REVISED MSRB RULES RELATING TO RETAIL ORDER PERIODS   The Securities and Exchange Commission recently approved amendments to MSRB rules to establish certain basic regulatory standards...

[27604] October 1, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-13 529 PLAN MEMBERS No. 9-13 RE: SEC ADOPTS MUNICIPAL ADVISOR REGISTRATION RULE   Recently, the Securities and Exchange Commission adopted its long-awaited final rule establishing a permanent registration...

[27584] September 23, 2013 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-13 RE: INSTITUTE COMMENT LETTER ON PROPOSAL TO AMEND MSRB RULE A-3   The Institute filed the attached comment letter supporting the Municipal Securities Rulemaking Board’s (“MSRB”) proposal to alter the...

[27573] September 19, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 27-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-13 BROKER/DEALER ADVISORY COMMITTEE No. 45-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-13 OPERATIONS...

[27561] September 13, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-13 SEC RULES COMMITTEE No. 36-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-13 RE: FEDERAL AGENCIES RE-PROPOSE...