Investment Advisers Content

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[29142] July 2, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 22-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 36-15 INTERNATIONAL COMMITTEE No. 35-15 INVESTMENT ADVISERS COMMITTEE No. 8-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 14-15...

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...

[29033] May 28, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-15 FIXED-INCOME ADVISORY COMMITTEE No. 14-15 INVESTMENT ADVISERS COMMITTEE No. 2-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-15 SMALL FUNDS COMMITTEE No. 8-15 RE: FHFA UPDATES PROPOSED "SINGLE SECURITY"...

[28674] January 15, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 2-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 1-15 INTERNATIONAL COMMITTEE No. 3-15 INVESTMENT ADVISERS COMMITTEE No. 1-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-15...

[28651] January 8, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-15 ICI GLOBAL MEMBERS No. 1-15 INVESTMENT COMMITTEE ICI GLOBAL TRADING & MARKETS COMMITTEE No. 1-15 RE: EUROPEAN REGULATORS ISSUE CONSULTATION PAPER ON TRANSPARENCY AND TRADING OBLIGATIONS FOR DERIVATIVES  ...

[28326] August 19, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-14 FIXED-INCOME ADVISORY COMMITTEE No. 14-14 INVESTMENT ADVISERS COMMITTEE No. 7-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 21-14 SMALL FUNDS COMMITTEE No. 21-14 RE: FHFA SEEKS INPUT ON PROPOSED "SINGLE...