Investment Advisers Content

[32490] May 28, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Fixed Income Securities Investment Advisers Portfolio Oversight Systemic Risk Trading and Markets RE: SEC Staff Issues No-Action Relief Related to Registered Fund Participation in the Federal...

[32491] May 28, 2020 TO: ICI Global Members ESG Task Force Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: Consolidated...

[32483] May 26, 2020 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Derivatives Disclosure Investment Advisers Trading and Markets RE: CFTC Issues COVID...

[32480] May 22, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC on Swap Data Reporting Proposals On May 22nd, ICI filed a comment letter with the Commodity Futures Trading...

[32474] May 21, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC's GMAC Margin Subcommittee Issues Report on...

[32466] May 19, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EBA Publishes Draft...

[32441] May 5, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Detailed Summary of EU Consultation on Draft Regulatory Technical...

[32433] May 4, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Proposes Revisions to Periodic Reporting Requirements for Commodity Pool Operators The Commodity Futures...

[32436] May 4, 2020 TO: ICI MembersICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs)Fixed Income SecuritiesInvestment AdvisersMoney Market FundsMunicipal SecuritiesSystemic RiskTrading and Markets RE: UPDATED Reference Guide: Federal Reserve Funding Facilities Established in...

[32426] April 29, 2020 TO: ICI Global Members ESG Task Force Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI Global Call (7 May) on EU...