Internal Audit Advisory Content

[32292] March 16, 2020 TO: Internal Audit Committee RE: Registration Open for April 29 Internal Audit Committee Conference Call Last week, I informed members of ICI’s Internal Audit Committee by email that, due to the current pandemic, we decided to cancel the Committee’s in-person...

[32186] January 30, 2020 TO: Internal Audit Committee International Internal Audit Advisory Committee RE: RSVP Information for London Internal Audit Committee Meeting on Wednesday 22 April from 12:00-17:00; RSVP by Thursday, 9 April As I previously informed you in my 13th January...

[32168] January 22, 2020 TO: Internal Audit Committee RE: Registration Opens for Internal Audit Committee Meeting on April 28 in Charlotte and Dinner on April 27; RSVP by March 6 The spring meeting of ICI’s Internal Audit Committee will be held on Tuesday, April 28 from 9:00 a.m. to 3...

[32094] December 10, 2019 TO: Internal Audit Committee RE: Next In-Person Internal Audit Committee Meeting Scheduled for Tuesday, April 28th in Charlotte, NC Please note that the next in-person meeting of ICI’s Internal Audit Committee is scheduled for Tuesday, April 28 th in...

[32063] November 26, 2019 TO: Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee RE: FCA Publishes Q&A on Conduct Risk During LIBOR Transition As you may recall, in September 2019, the Financial Conduct Association (FCA) published a...

[32044] November 8, 2019 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Internal Audit Committee Money Market Funds Advisory Committee Operations Committee SUBJECTS: Compliance Money Market Funds RE: OCIE Publishes Risk Alert with Observations from...