Global Trading and Markets Committee Content

[33140] March 1, 2021 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives ESG Investment Advisers Trading and Markets RE: February Meeting of CFTC's Market Risk Advisory Committee Meeting-Subcommittee Recommendations On Tuesday, February 23, the Commodity...

[33104] February 16, 2021 TO: ICI Global Members ESG Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Distribution ESG International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE...

[33055] January 20, 2021 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI Files Amicus Brief Supporting the SEC's Order to Reform NMS Equity Data Plan Governance The Investment Company Institute (ICI) recently filed the...

[33053] January 19, 2021 TO: ICI Members Equity Markets Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee Money Market Funds Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Investment Advisers Trading and Markets RE: SEC Approves...

[33035] January 12, 2021 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: ICI Global...

[33003] December 22, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: Draft Comment...

[33005] December 22, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives Financial Stability International/Global RE: ESMA Issues Guidelines for Regulating Alternative Investment Fund Leverage The European Securities and Markets Authority last week issued its final report...

On December 21, 2020, Securities and Exchange Commission (“Commission”) Chairman Jay Clayton issued a statement announcing that the Commission’s Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year...

[33002] December 21, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: CFTC Adopts Final Rules on Electronic Trading Risk Principles for DCMs The Commodity Futures Trading Commission (“Commission”) recently...

[32996] December 18, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EBA Publishes Final...