Global Trading and Markets Committee Content

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Memo#
31742

European Parliament and Council Adopt Legislation to Amend EMIR

[31742] May 1, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Legislation to Amend EMIR The European Parliament and Council...
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Memo#
31686

ESMA Statement on the Impact of Brexit on the MiFIR Share Trading Obligation

[31686] March 29, 2019 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Statement on the Impact of Brexit on the MiFIR Share Trading Obligation The European Securities and Markets Authority (ESMA) recently issued a statement outlining the approach...
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Memo#
31685

Updates on NFA Requirements and Guidance for CPOs and CTAs

[31685] March 28, 2019 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Cybersecurity Derivatives Fund Accounting & Financial Reporting Investment Advisers Operations Risk Oversight RE: Updates on...