Global Trading and Markets Committee Content

[32434] May 4, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Systemic Risk RE: ESMA Issues Consultation Paper on Framework for Regulating Alternative Investment Fund Leverage; Member Call Scheduled for Thursday, May 21 at 10 am (Eastern Time) The...

[32431] May 1, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee RE...

[32422] April 27, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: NFA Issues Notice to Members Providing...

[32421] April 27, 2020 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: EU MiFID II/MiFIR Consultation - Seeking Feedback on Research Unbundling/SME Questions As we previously informed you, on February...

[32417] April 24, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: CFTC Staff Issues Time-Limited No-Action...

[32412] April 24, 2020 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: CFTC to Hold Meeting of Global Markets Advisory Committee on May 19 The Global Markets Advisory Committee (GMAC) of the Commodity Futures Trading Commission is scheduled to...

[32416] April 24, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...

[32397] April 17, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...

[32382] April 13, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping Trading and Markets RE: CFTC Extends Comment Deadlines for Several Open Proposals In light of challenges caused by the COVID-19 pandemic...

[32379] April 9, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...