[32913] November 16, 2020 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee Operations Committee Public Communications Committee SEC...
[32912] November 13, 2020 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: President Trump Issues Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies Yesterday, November 12, President Trump signed...
[32907] November 11, 2020 TO: ICI Members ICI Global Members Global Operations Advisory Committee ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee SUBJECTS: International/Global...
[32911] November 12, 2020 TO: ICI Global Members SUBJECTS: International/Global Operations RE: ICI Global's Response to the HKMA Consultation on the Greater Bay Area Wealth Management Connect ICI Global recently submitted the attached response letter to the consultation from the Hong...
[32904] November 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Fund Industry Coalition Letter to UK on Tax Simplification and Exempting from Tax Non-Resident Investors in UK REITs A fund industry coalition...
[32893] November 4, 2020 TO: ICI Global Members ESG Task Force (Global) ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: Disclosure ESG International/Global RE: Asia ESG: HK SFC Consultation on Climate Risk Requirements for Asset Managers The...
[32887] November 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group SUBJECTS: ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU AIFMD Consultation: ESG-Related Questions The European Commission’s recent consultation on potential...
[32882] October 30, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: European Commission Officially Confirms Delay of SFDR Level 2 Requirements The...
[32879] October 30, 2020 TO: ICI Global Members ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee SUBJECTS: COVID-19 Disclosure Distribution Fees and Expenses Financial Stability International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE...
[32877] October 29, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group ICI Global Regulated Funds Committee SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: UK ESG: Developments Related to EU SFDR and TCFD...
