Europe Regulatory and Policy Committee Content

[33029] January 7, 2021 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: ICI Global Letter on UK National Security and Investment Bill Consultation On November 11, 2020, the UK Government introduced the National Security and Investment Bill (NSI Bill) to modernize...

[33021] January 5, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...

[33013] January 4, 2021 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global RE: Brexit: FCA Statement on the UK Derivative Trading Obligation On 31 December, the UK Financial Conduct Authority (FCA) announced that it would use its temporary...

[33014] January 4, 2021 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: Brexit: Supervisory Memorandum of Understanding On 4 January 2021, the European Securities and Markets Authority (ESMA) and the UK...

[33015] January 4, 2021 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: ICI...

[33012] January 4, 2021 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global RE: Brexit: Trade and Cooperation Agreement On 24 December 2020, the United Kingdom (UK) and the European Union (EU) agreed a Trade and Cooperation Agreement (TCA) [1...

[33009] December 23, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: ESG International/Global RE: Asia ESG: Monetary Authority of Singapore (MAS) Issues Environmental Risk Management Guidelines for...

[33003] December 22, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: Draft Comment...

[33005] December 22, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives Financial Stability International/Global RE: ESMA Issues Guidelines for Regulating Alternative Investment Fund Leverage The European Securities and Markets Authority last week issued its final report...

[32997] December 18, 2020 TO: ICI Global Members ESG Task Force EU ESG Disclosure Regulation Working Group SUBJECTS: ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: Central Bank of Ireland (CBI) Announces SFDR Fast Track Prospectus Approval Process The Central Bank of...