Global Markets and Investing Working Group Content

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Memo#
33454

Luxembourg CSSF Issues Teleworking Circular

[33454] April 13, 2021 TO: Global Operations Advisory Committee ICI Global Information Security Officer Committee - London ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Compliance Advisory Committee RE: Luxembourg CSSF Issues Teleworking Circular...
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Memo#
33071

ICI Member Call on China EO 13959: January 29 at 1:00 p.m. (ET)

[33071] January 27, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
ICI Default BG
Memo#
33072

Letter to OFAC on Implementation of Executive Order 13959

[33072] January 27, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
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Memo#
33067

China EO 13959: Effective Date of Prohibitions for CNOOC Limited

[33067] January 26, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
ICI Default BG
Memo#
33059

China EO 13959: Developments from January 13 and 14

[33059] January 21, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
ICI Default BG
Memo#
33045

President Trump Issues Executive Order on Amending Executive Order 13959

[33045] January 14, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...