Global Operations Advisory Committee Content

On 1 July 2021, the European Commission ("the Commission") published a report ("the Report") on the Central Securities Depositaries Regulation (CSDR). As outlined below, the Commission has identified where further action may be required to achieve the CSDR's objectives in a more...

As we previously informed you, on June 3, 2021, President Biden signed a new Executive Order Addressing the Threat from Securities Investments that Finance Certain Companies of the People's Republic of China (EO) and the Office of Foreign Assets Control (OFAC) published a number of...

On June 3, 2021, President Biden signed a new Executive Order Addressing the Threat from Securities Investments that Finance Certain Companies of the People's Republic of China (EO) and the Office of Foreign Assets Control (OFAC) published a number of new FAQs and updated others...

On May 18, the Office of Foreign Assets Control (OFAC) issued General License 1B "Authorizing Transactions Involving Securities of Certain Communist Chinese Military Companies"[1] with respect to Executive Order 13959 of November 12, 2020, Addressing the Threat From Securities...

On 11 May 2021, the European Commission ("the Commission") published a consultation on a retail investment strategy for Europe ("the consultation").

We wanted to inform you about a recent development related to Executive Order 13959. As a reminder, President Trump on November 12, 2020, issued Executive Order 13959 prohibiting by any US person "any transaction in publicly traded securities, or any securities that are derivative of...

[33454] April 13, 2021 TO: Global Operations Advisory Committee ICI Global Information Security Officer Committee - London ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Compliance Advisory Committee RE: Luxembourg CSSF Issues Teleworking Circular...