Global Operations Advisory Committee Content

On October 5, the European Securities and Markets Authority (ESMA) published a call for evidence on shortening the settlement cycle (Call for Evidence). ESMA is seeking stakeholder views and quantitative evidence to better understand issues and costs and benefits associated with...

On August 21, 2023, ICI submitted a response to the Financial Stability Board's consultation, Enhancing Third-Party Risk Management and Oversight.

On June 22, 2023, the Financial Stability Board (FSB) published a consultation on Enhancing Third-Party Risk Management and Oversight: A toolkit for financial institutions and financial authorities. Comments are due on August 22, 2023, and ICI plans to submit a response. The FSB is...

ICI's Securities Operations Advisory Committee will meet virtually on Monday, February 27th from 9:00–10:30 am ET. We encourage attendees to use the video option during the meeting. If you prefer not to use the Zoom platform, you may dial into the meeting.

On 24 December 2021, ICI Global submitted its response to the European Securities and Markets Authority's (ESMA) call for evidence on certain retail investor protection issues (attached).

As previously advised, on 25 November 2021 the European Commission ("the Commission") adopted four legislative proposals under the auspices of its Capital Markets Union (CMU) action plan. This memo contains a summary of the Commission's proposed reforms.

On 17 December 2020, ICI Global filed its response to the European Securities and Markets Authority's (ESMA) consultation paper ("CP") on the best execution reports that execution venues and investment firms are required to publish under MiFID II.

As previously advised, on 1 October 2021 the European Securities and Markets Authority (ESMA) published a call for evidence (CfE) on certain retail investor protection issues. Attached is ICI Global's draft response to the CfE.

As previously advised, on 24 September 2021 the European Securities and Markets Authority published a consultation paper on the best execution reports that execution venues and investment firms are required to publish under MiFID II.

On 24 September 2021, the European Securities and Markets Authority (ESMA) published a consultation paper ("CP") on the best execution reports that execution venues and investment firms are required to publish under MiFID II. ESMA is accepting comments on the CP by 23 December 2021...